Goelzer Investment Management
Firm details
- Headquarters
- Carmel, Indiana
- CRD number
- 44402
- Registered since
- June 30, 1998
- Website
- goelzerinc.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI45.25%
- Charitable Organizations30.23%
- State / Municipal Government12.75%
- Corporations / Businesses4.72%
- Other4.41%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Goelzer Investment Management is an independent, SEC-registered advisory firm organized as a corporation and active since 1998. The firm serves both individual and family clients as well as institutional mandates, charging clients via a mix of percentage-of-AUM and fixed-fee arrangements. Services listed in firm materials include financial planning, portfolio management for individuals and businesses, selection of other advisers, publication of periodicals, educational workshops, and pension-related advisory work. Goelzer identifies as a capital allocator rather than a boutique single-strategy shop, and it does not position itself as an ESG-focused investor. The firm received recognition from FA Magazine as a Top RIA in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Other11%
- US Government Bonds10%
- Investment Grade Corp Bonds6%
- State & Local Bonds5%
Owners & executives
3 of 4
Gavin Stephens
Chief Investment OfficerCRD 6370628
Gregory Goelzer
Chief Executive OfficerCRD 1040238
James Concannon
Chief Investment OfficerCRD 1722214
Contacts
3 of 21
Philip Kojich
Senior Institutional ConsultantCRD 5646373
Sherri Wilson
Senior Manager, Client ServicesCRD 5231161
Susan Jann
Senior Wealth AdvisorCRD 4470838
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 231Active vs passive
$1.4B in ETFs
86%
$1.2B
8%
$197M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $205M | 274,215 | 14.47% |
Location
Carmel, IN
Hamilton
Location
Carmel, IN
Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Hamilton
- Address
- 10 E Main St
- Time zone
- ET (UTC-5)
- Office locations
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