ARCHER INVESTMENT CORPORATION

RIASEC RegisteredEst. 2005
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$197K
Accounts
5,147
Employees
80
Advisory reps
75

Firm details

Headquarters
CARMEL, Indiana
CRD number
136403
Registered since
August 12, 2005
Custodians
TRADE-PMR INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI41.3%
  • Individuals35.09%
  • Investment Companies16.89%
  • Pension & Profit Sharing Plans6.72%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Archer Investment Corporation is a privately owned, SEC-registered investment advisory corporation that has been operating since 2005. The firm serves both individual and family clients as well as institutional clients, delivering portfolio management across several client types including individuals/small businesses, investment companies, and businesses or institutional accounts. They also provide pension consulting services. Compensation comes through a mix of percentage-of-AUM fees and fixed fees. The firm does not position itself as an ESG-focused allocator. Archer received recognition from Forbes in 2023 as one of America's Top RIA Firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Exchange Traded Equities 8%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 2%86%
  • Public Funds/Mutual Funds86%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds2%

Owners & executives

2 of 2
  • THOMAS FAULCONER

    CEOCRD 2328631

  • MASON HEYDE

    Chief Operating OfficerCRD 6118747

Contacts

3 of 73
  • DARREL SHINN

    Investment AdviserCRD 4124818

  • Timothy Crain

    OwnerCRD 8183361

  • RAND HOLYOAK

    Investment Advisor RepresentativeCRD 6099499

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 578

Active vs passive

$357M in ETFs

Passive

54%

$194M

Active

23%

$163M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$26.4M45,7547.39%

Location

Primary office

CARMEL, IN

HAMILTON

Location

CARMEL, IN

Headquartered in CARMEL, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
HAMILTON
Address
11711 N College Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth