The Financial Resource Center

RIASEC RegisteredEst. 2021
Total AUM
$642M
Discretionary
$0
0% of AUM
Avg account
$1.7M
Accounts
389
Employees
5
Advisory reps
6

Firm details

Headquarters
Carmel, Indiana
CRD number
316747
Registered since
November 10, 2021
Custodians
VOYA FINANCIAL ADVISORS, INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • State / Municipal Government81.19%
  • Individuals16.17%
  • Pension & Profit Sharing Plans2.1%
  • Corporations / Businesses0.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Financial Resource Center is an independent registered investment adviser organized as a corporation and SEC-registered in 2021. The firm serves individual and family clients as well as institutional relationships, offering financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not identified as an active ESG investor, does not operate as a multi-state adviser, and is not structured as a capital allocator; its model relies on third-party vehicles when accessing alternative strategies.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Private Funds 24%, Exchange Traded Equities 3%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Private Funds24%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Evan Lane

    Evan Lane

    Chief Compliance OfficerCRD 6217967

Contacts

3 of 5
  • Kerry Pennington

    Investment Advisor RepresentativeCRD 2975051

  • Jerry King

    Jerry King

    Investment Advisor RepresentativeCRD 1453200

  • Carol Lane

    Carol Lane

    Investment Advisor RepresentativeCRD 2481621

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Carmel, IN

Hamilton

Location

Carmel, IN

Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Hamilton
Address
9640 Commerce Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth