Halter Ferguson Financial Inc

RIASEC Registered

Total AUM

$705M

Discretionary

$705M

100% of AUM

Avg account

$655K

Accounts

1,076

Employees

Advisory reps

Firm details

Headquarters: Carmel, Indiana
CRD number: 109563
Registered since: February 18, 2000
Website: www.hffinancial.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI92.17%
Individuals6.86%
Pooled Investment Vehicles0.54%
Charitable Organizations0.43%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Halter Ferguson Financial Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2000. The firm serves both individual and family clients as well as institutional accounts and acts as a capital allocator, using its advisory platform to place client capital with third‑party managers in addition to managing portfolios directly. Its advisory mandate covers financial planning, discretionary portfolio management for individuals and pooled investment vehicles, and the selection of other advisers. Fee arrangements are flexible — the firm charges percentage-of-AUM fees alongside hourly and fixed-fee engagements and can accept performance-based fees. Halter Ferguson is not an active ESG investor.