Oxford Financial Group, Ltd

RIASEC Registered
Total AUM
$23.3B
Discretionary
$11.5B
49% of AUM
Avg account
$3.5M
Accounts
6,593
Employees
156
Advisory reps
54

Firm details

Headquarters
Carmel, Indiana
CRD number
105303
Registered since
February 7, 1984
Website
ofgltd.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI59.38%
  • Pooled Investment Vehicles19.49%
  • Pension & Profit Sharing Plans14.21%
  • Corporations / Businesses4.87%
  • Charitable Organizations1.77%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Oxford Financial Group, Ltd is an independent RIA organized as an LLC and registered with the SEC in 1984. The firm positions itself as a capital allocator serving both individual/family and institutional clients, charging a mix of percentage-of-AUM and fixed fees. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and institutions, pension consulting services, and the selection of other advisers. The firm does not identify as an active ESG investor. Industry recognition includes placement on FA Magazine’s Top RIA Firms list in 2020 and inclusion among CNBC’s Elite Advisors in 2026.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 28%, State & Local Bonds 6%, Private Funds 5%, US Government Bonds 1%, Investment Grade Corp Bonds 1%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities28%
  • State & Local Bonds6%
  • Private Funds5%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 182

Active vs passive

$1.6B in ETFs

Passive

67%

$1B

Active

32%

$506M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$282M762,71618.18%

Location

Primary office

Carmel, IN

Hamilton

Location

Carmel, IN

Headquartered in Carmel, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Hamilton
Address
11711 N Meridian St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth