40/86 ADVISORS, INC.
Firm details
- Headquarters
- CARMEL, Indiana
- CRD number
- 107740
- Registered since
- October 20, 1982
- Website
- 4086.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Insurance Companies97.67%
- Corporations / Businesses1.35%
- Pooled Investment Vehicles0.98%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
40/86 Advisors, Inc. is a corporation that has been registered with the SEC since 1982 and positions itself as a manager of securitized assets for institutional clients. Its advisory mandate centers on portfolio management for pooled investment vehicles and for businesses or institutional investors. The firm charges a combination of percentage-of-assets-under-management and performance-based fees. Investment activity tilts toward fixed-income strategies, and it reports that it is not an active ESG investor. Ownership is listed as a combination of a domestic entity and individual owners.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds41%
- Other37%
- State & Local Bonds10%
- Non-Exchange Traded Equities3%
- US Government Bonds3%
Owners & executives
2 of 2TONY NEUHOFF
Chief Compliance OfficerCRD 7880761
RICHARD BURKE
SVP and CIOCRD 4347227
Contacts
3 of 4ZANDRA DE HAAI
Senior Vice PresidentCRD 6375703
ERIC JOHNSON
PresidentCRD 4346768
PAUL MCDONOUGH
DirectorCRD 7089411
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CARMEL, IN
HAMILTON
Location
CARMEL, IN
Headquartered in CARMEL, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 11299 Illinois St
- Time zone
- ET (UTC-5)
- Office locations
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