SGP SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
328824
Registered since
September 17, 2024

Firm profile

FINTRX

Overview

SGP Securities, LLC is organized as a limited liability company and is listed as an SEC-registered adviser with a registration year of 2024. The firm’s ownership is recorded as a mix of a domestic entity and an individual. The dataset classifies the firm as “unclassified” and indicates it does not act as a capital allocator. Available firm metadata flags several negative attributes: SGP Securities is not identified as an active ESG investor, is not designated a multi-state adviser, is not categorized as a newly formed adviser, and is not recorded as a pension consultant or related adviser. The firm has not supplied descriptive entries for client base, fee structure, business activities, or advisory activities in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JAY GOFFMAN

    Co-Founder and Co-CEOCRD 1663938

  • Steven Smith

    Co-Founder and Co-CEOCRD 2434740

Contacts

2 of 2
  • RICHARD MATTERA

    FinOpCRD 2246513

  • Carson Smith

    Registered RepresentativeCRD 7278726

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
31 Hudson Yards
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth