SGL Financial, LLC

RIASEC Registered

Total AUM

$416M

Discretionary

$414M

100% of AUM

Avg account

$153K

Accounts

2,713

Employees

Advisory reps

Firm details

Headquarters: Buffalo Grove, Illinois
CRD number: 158023
Registered since: May 29, 2015
Website: www.sglfinancial.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals53.38%
HNWI46.15%
Pension & Profit Sharing Plans0.47%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SGL Financial, LLC is an independent registered investment adviser organized as an LLC and operating since 2015. The firm is owned by an individual and acts as a capital allocator, working with both individual/family and institutional clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Core activities reported on the ADV are financial planning, portfolio management for individuals and small businesses, selection of outside advisers, publication of periodicals or newsletters, and delivery of educational seminars and workshops. The firm identifies as an active ESG investor and lists relationships with accountants and insurance companies as part of its professional network.