HIGHVIEW CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2021
Total AUM
$416M
Discretionary
$416M
100% of AUM
Avg account
$1.6M
Accounts
257
Employees
5
Advisory reps
4

Firm details

Headquarters
BUFFALO GROVE, Illinois
CRD number
306195
Registered since
May 24, 2021
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI97.43%
  • Charitable Organizations2.07%
  • Individuals0.5%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Highview Capital Management, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator for individual and family clients. The firm bills on a percentage-of-AUM basis and provides financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and the selection of other advisers. It identifies equities as a primary preference and does not characterize itself as an active ESG investor. The firm’s advisory scope and its self-description as a capital allocator indicate a mix of in-house portfolio management and third‑party manager selection. Highview is not positioned as a pension consultant, is not a multi-state adviser per its registration metadata, and reports being owned by an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Public Funds/Mutual Funds 21%, Non-Exchange Traded Equities 5%, State & Local Bonds 1%73%
  • Exchange Traded Equities73%
  • Public Funds/Mutual Funds21%
  • Non-Exchange Traded Equities5%
  • State & Local Bonds1%

Contacts

3 of 4
  • BRIAN VOGLER

    Investment AnalystCRD 6288722

  • MARK SANSOTERRA

    Managing Partner and Co-FounderCRD 7225934

  • MICHAEL MCNITT

    Managing PartnerCRD 5662484

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$105M in ETFs

Passive

99%

$103M

Active

0%

$1.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$17.1M26,20216.36%

Location

Primary office

BUFFALO GROVE, IL

LAKE

Location

BUFFALO GROVE, IL

Headquartered in BUFFALO GROVE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
2150 E Lake Cook Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth