Bard Associates Inc
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 104984
- Registered since
- February 6, 1987
- Website
- www.bardassociatesinc.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI87.64%
- Individuals7.76%
- Pooled Investment Vehicles4.6%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Bard Associates Inc is an independent registered investment adviser, established in 1987 and owned by an individual. The firm charges fees based on a percentage of assets under management and serves both individual/family clients and institutional clients. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses, and pooled investment vehicles. The firm is not positioned as a capital allocator and does not identify as an active ESG investor. Bard Associates also participates on the sponsor/GP side of pooled vehicles and lists roles such as sponsor, general partner, and managing member among its industry affiliations. It is not a multi-state adviser and does not present itself as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Public Funds/Mutual Funds11%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1Randy Heinig
Chief Compliance OfficerCRD 6414206
Contacts
3 of 3Lauren Scheibe
AnalystCRD 5029939
Michael Demaray
Executive Vice PresidentCRD 7263480
Timothy Johnson
PresidentCRD 4346580
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$119M in ETFs
79%
$93.4M
22%
$25.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON AAA CLO ETF (JAAA) | Janus Henderson | Active | Ultrashort Bond | $25.5M | 502,312 | 21.39% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 233 S Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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