Arena Private Wealth
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 332302
- Registered since
- September 13, 2024
- Website
- ocmwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI68.06%
- Pooled Investment Vehicles18.44%
- Individuals13.28%
- Corporations / Businesses0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Arena Private Wealth is an independent registered investment adviser organized as an LLC that registered with the SEC in 2024. The firm positions itself as a capital allocator for both individual/family and institutional clients, offering financial planning and portfolio management for individuals, small businesses and pooled investment vehicles. Arena also provides selection-of-adviser services and acts as sponsor, general partner and managing member for pooled vehicles it sponsors. Its fee menu is broad — percentage-of-AUM, hourly and fixed fees, and arrangements that can include performance-based compensation. The firm reports it is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds42%
- Other23%
- Exchange Traded Equities19%
- Cash & Cash Equivalents8%
- Private Funds7%
Owners & executives
3 of 3
Patrick Hayes
Chief Compliance OfficerCRD 6571587
Karey Williams
Chief Compliance OfficerCRD 1394426
Erik Kratz
Chief Investment OfficerCRD 8041955
Contacts
3 of 6
Jason Tosh
Managing DirectorCRD 5189063
Mitchell Stein
Principal and FounderCRD 4928458
Ryan Watt
Managing DirectorCRD 4931813
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 401 N Michigan Ave
- Time zone
- CT (UTC-6)
- Office locations
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