Arena Private Wealth
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 332302
- Registered since
- September 13, 2024
- Website
- ocmwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI68.06%
- Pooled Investment Vehicles18.44%
- Individuals13.28%
- Corporations / Businesses0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Arena Private Wealth is an independent registered investment adviser structured as an LLC and positioned as a capital allocator to both individual/family and institutional clients. The firm provides comprehensive advisory services that include financial planning, discretionary portfolio management for individuals and pooled investment vehicles, and selection/oversight of other managers. Its fee arrangements are flexible and include percentage-of-AUM billing, hourly and fixed fees, and performance-based fees. Arena identifies itself as a non-ESG-focused adviser and reports activity as a sponsor, general partner, and managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds42%
- Other23%
- Exchange Traded Equities19%
- Cash & Cash Equivalents8%
- Private Funds7%
Owners & executives
3 of 3
Erik Kratz
Chief Investment OfficerCRD 8041955
Karey Williams
Chief Compliance OfficerCRD 1394426
Patrick Hayes
Chief Compliance OfficerCRD 6571587
Contacts
3 of 6
Joseph Littman
Senior Vice PresidentCRD 6360412
Mitchell Stein
Principal and FounderCRD 4928458
Jason Tosh
Managing DirectorCRD 5189063
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 401 N Michigan Ave
- Time zone
- CT (UTC-6)
- Office locations
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