Seven Points Capital, LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
144211
Registered since
October 8, 2007

Firm profile

FINTRX

Overview

Seven Points Capital, LLC is organized as a limited liability company and has been registered with the SEC since 2007. FINTRX lists the firm as owned by an individual and classifies it as "unclassified." The database entry indicates the firm does not identify itself as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser. The firm has not supplied FINTRX with descriptive details about its client segments, fee structure, advisory services, or investment-process specifics. Because those core items are not disclosed in the source data, there is no published information here about target client types, asset-allocation tendencies, or product preferences. FINTRX’s administrative flags and the lack of a public investment profile mean this snapshot should be treated as limited: basic registration and organizational attributes are recorded, but operational and strategy-level details are not available through the provided data.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 40
  • Gregory Mourad

    Gregory Mourad

    Equity TraderCRD 6573009

  • Kuan Wang

    TraderCRD 6641091

  • Charles Wilson

    CRD 8261317

Unlock 37 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
150 E 52nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth