Secfi Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
302112
Registered since
January 13, 2020

Firm profile

FINTRX

Overview

Secfi Securities, LLC is a limited liability company that registered with the SEC in 2020. The firm is listed as owned by a domestic entity and an individual and is classified in FINTRX as "Unclassified." Available records indicate it does not act as a capital allocator and does not identify as an active ESG investor. It is not documented as a multi-state adviser or a newly formed adviser under the FINTRX flags. Public disclosures in the dataset are sparse: there are no listed details on advisory activities, fee arrangements, target client segments, or specific investment mandates. That lack of operational detail limits what can be inferred about the firm’s market positioning or typical client profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Michelle Marwaha

    Michelle Marwaha

    COOCRD 6913305

  • Nathaniel Piauwasdy

    Nathaniel Piauwasdy

    CEOCRD 7123470

  • Jaime Moreno De Los Rios

    Jaime Moreno De Los Rios

    Chief Operating OfficerCRD 6316551

Contacts

3 of 5
  • Brian Lenart

    Brian Lenart

    FinOpCRD 736107

  • John Klingler

    John Klingler

    Business Development ManagerCRD 6480599

  • Mengqian Tang

    Mengqian Tang

    Registered RepresentativeCRD 7391055

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
25 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth