SEACAP SECURITIES LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
133994
Registered since
June 17, 2005

Firm profile

FINTRX

Overview

Seacap Securities LLC is organized as a limited liability company and has been SEC-registered since 2005. Public records classify the firm as "Unclassified" and list the owner type as a domestic entity and individual. Available data indicate the firm is not a capital allocator, is not reported as an active ESG investor, and does not present itself as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm has not supplied detail on its advisory or business activities, client demographics, fee schedules, or manager allocation preferences. That lack of disclosure limits the ability to characterize its client focus, investment process, or service offering from the FINTRX snapshot.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • MARGARET CHAN

    President and Chief Operating OfficerCRD 707456

  • KEVIN DIAMOND

    Chief Financial OfficerCRD 2726695

  • JOHN LUTH

    President and CEOCRD 2803235

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Contacts

1 of 1
  • Michael Marrone

    FinOpCRD 4859949

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth