Samuel A. Ramirez & Company, Inc.

Broker-DealerFINRA MemberEst. 1975
Total AUM
Advisory reps
129
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
6963
Registered since
December 1, 1975

Firm profile

FINTRX

Overview

Samuel A. Ramirez & Company, Inc. is organized as a corporation and is classified in source data as an investment bank. The firm appears not to operate as a capital allocator or as a multi-state registered investment adviser; active ESG investing is not indicated. The public snapshot shows little detail about advisory activities, fee schedules, or specific client segments, suggesting the firm's primary public profile is that of a brokerage/investment banking organization rather than a traditional asset manager. The record lists an SEC registration year of 1975 and ownership described as a domestic entity/individual. Several advisory-related fields in the snapshot are blank, and the firm is not identified as a pension consultant or a related adviser in the provided data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Peter Sigismondi

    Peter Sigismondi

    Chief Compliance OfficerCRD 1437575

  • Michael Kick

    Chief Financial OfficerCRD 4480676

  • Samuel Ramirez

    Samuel Ramirez

    CEO and FounderCRD 827095

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Contacts

3 of 124
  • James Cortese

    Managing DirectorCRD 1472326

  • Bradley Seltzer

    Bradley Seltzer

    Vice PresidentCRD 5790222

  • Mary Meyers

    Managing DirectorCRD 333365

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
14 E 52nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth