Safra Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 47873
- Registered since
- March 13, 2000
- Website
- www.safrasecurities.com
Firm profile
FINTRXOverview
Safra Securities LLC is organized as a limited liability company and has been registered with the SEC since 2000. Ownership is recorded as a mix of a domestic entity and individual ownership; the firm's regulatory classification in the dataset is listed as "Unclassified." The profile indicates that Safra Securities does not serve as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser in the available records. The dataset for this entity does not include described business activities, advisory services, client segments, or fee arrangements. Those omissions limit visibility into how the firm sources clients, structures fees, or positions its advisory offering.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 10Rudolph Chapman
Chief Risk OfficerCRD 5921428

Fernanda Araujo
Chief Compliance OfficerCRD 5307300

Parin Tolia
Chief Investment OfficerCRD 3237719
Contacts
3 of 149
Michael Simoes
Compliance AnalystCRD 7692406

Jaime Castelblanco
Vice PresidentCRD 5406982

Dana Aristia
Private Banking AssociateCRD 6152881
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 546 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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