Safra Securities LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
159
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
47873
Registered since
March 13, 2000

Firm profile

FINTRX

Overview

Safra Securities LLC is organized as a limited liability company and has been registered with the SEC since 2000. Ownership is recorded as a mix of a domestic entity and individual ownership; the firm's regulatory classification in the dataset is listed as "Unclassified." The profile indicates that Safra Securities does not serve as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser in the available records. The dataset for this entity does not include described business activities, advisory services, client segments, or fee arrangements. Those omissions limit visibility into how the firm sources clients, structures fees, or positions its advisory offering.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 10
  • Rudolph Chapman

    Chief Risk OfficerCRD 5921428

  • Fernanda Araujo

    Fernanda Araujo

    Chief Compliance OfficerCRD 5307300

  • Parin Tolia

    Parin Tolia

    Chief Investment OfficerCRD 3237719

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Contacts

3 of 149
  • Michael Simoes

    Michael Simoes

    Compliance AnalystCRD 7692406

  • Jaime Castelblanco

    Jaime Castelblanco

    Vice PresidentCRD 5406982

  • Dana Aristia

    Dana Aristia

    Private Banking AssociateCRD 6152881

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
546 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth