RPP Securities

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
314893
Registered since
August 2, 2022

Firm profile

FINTRX

Overview

RPP Securities is organized as a limited liability company and appears on SEC records as having registered in 2022. Ownership is recorded as a mix of a domestic entity and an individual. The firm’s regulatory classification in the source data is listed as unclassified. Available records indicate RPP Securities does not operate as a capital allocator and is not identified as an active ESG investor. It is not reported as a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not supplied descriptive details about its client mix, fee arrangements, specific advisory activities, investment strategy, or outside affiliations.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dianne Mattioli

    Chief Compliance OfficerCRD 714971

Contacts

3 of 3
  • Randal Stephenson

    Randal Stephenson

    Managing DirectorCRD 2725240

  • Daniel Schleifer

    Daniel Schleifer

    Registered RepresentativeCRD 8187685

  • Mark Manzo

    Mark Manzo

    Founder & Managing PartnerCRD 1229739

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
100 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth