ROSE & CO. CAPITAL ADVISORS, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
168274
Registered since
May 19, 2014

Firm profile

FINTRX

Overview

Rose & Co Capital Advisors, LLC is a limited liability company that registered with the SEC in 2014. Ownership is listed as individual and the firm is categorized as unclassified in available records. The adviser is not identified as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. Filings and the provided snapshot do not include details on client segments, fee schedules, specific advisory activities, or an investment mandate.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • KAREN SNOW

    Chief Executive OfficerCRD 3277652

  • SCOTT GROSSMAN

    Chief Administrative OfficerCRD 5838112

  • SIMON ROSE

    CEOCRD 2176436

Contacts

3 of 10
  • BLAIR MUTSCHLER

    PartnerCRD 4127511

  • LORI WASSERMAN

    Managing DirectorCRD 2297884

  • COLIN O'BRIAN

    Managing DirectorCRD 2005837

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
445 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth