Rockdale Securities, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Bountiful, Utah
CRD number
169798
Registered since
June 19, 2014

Firm profile

FINTRX

Overview

Rockdale Securities, LLC is organized as a limited liability company and is SEC-registered as of 2014. Public records in the dataset classify the firm as “Unclassified” and list its ownership as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator, does not report active ESG investing, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser in the available data. The dataset does not provide detail on the firm’s advisory or business activities beyond these registry attributes.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Franklin Pasterczyk

    Chief Executive OfficerCRD 1907271

  • Naja Vang

    Naja Vang

    ContractorCRD 6006368

Contacts

2 of 2
  • Taylor Garrett

    Taylor Garrett

    PresidentCRD 4829547

  • Charles Badalamenti

    CCOCRD 2065038

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bountiful, UT

Davis

Location

Bountiful, UT

Headquartered in Bountiful, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Davis
Address
270 S Main St
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth