Rockdale Securities, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Bountiful, Utah
CRD number
169798
Registered since
June 19, 2014

Firm profile

FINTRX

Overview

Rockdale Securities, LLC is organized as a limited liability company and is recorded as SEC-registered since 2014. The ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory classification in the source file is "Unclassified." The dataset explicitly flags the firm as not being a capital allocator, not an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The public record supplied for this profile contains minimal operational detail: the entry does not enumerate business activities, advisory services, fee schedules, or a client population. That limited disclosure constrains the ability to describe the firm’s client segmentation, service model, or investment focus beyond the regulatory attributes noted above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Franklin Pasterczyk

    Chief Executive OfficerCRD 1907271

  • Naja Vang

    Naja Vang

    ContractorCRD 6006368

Contacts

2 of 2
  • Taylor Garrett

    Taylor Garrett

    PresidentCRD 4829547

  • Charles Badalamenti

    CCOCRD 2065038

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bountiful, UT

Davis

Location

Bountiful, UT

Headquartered in Bountiful, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Davis
Address
270 S Main St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth