North Capital Private Securities Corporation

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
64
Avg account
$0

Firm details

Headquarters
Midvale, Utah
CRD number
154559
Registered since
January 24, 2011

Firm profile

FINTRX

Overview

North Capital Private Securities Corporation is organized as a corporation and appears in FINTRX as an SEC-registered entity since 2011. The firm is listed with an owner type described as a domestic entity/individual and is classified in the dataset as “Unclassified.” FINTRX flags indicate the firm is not a capital allocator, does not identify as an active ESG investor, is not designated as a multi-state adviser, is not newly formed, does not act as a pension consultant, and is not listed as a related adviser. The database does not provide descriptive detail about the firm’s advisory activities, target client segments, or fee structure.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 10
  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Richard Sandulli

    Richard Sandulli

    Co-ceoCRD 1555067

  • Donald Callahan

    Donald Callahan

    CFOCRD 1391439

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Contacts

3 of 54
  • Andrew Lipke

    Andrew Lipke

    Director of InvestmentsCRD 5162728

  • Scott Sams

    Scott Sams

    Institutional Business DevelopmentCRD 4465912

  • Jacob Maggy

    Jacob Maggy

    Associate, Investor RelationsCRD 7188416

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Midvale, UT

Salt Lake

Location

Midvale, UT

Headquartered in Midvale, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Salt Lake
Address
623 E Fort Union Blvd
Time zone
MT (UTC-7)
Office locations

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