DFPG Investments, LLC

Overview

DFPG Investments, LLC is organized as a limited liability company that operates in the insurance brokerage-dealer channel. The firm’s snapshot identifies owner type as a domestic entity/individual and classifies the business as an insurance broker-dealer rather than a traditional capital allocator. Its listed activity mix points to distribution and advisory relationships that include mutual funds and annuities alongside access to third-party alternative managers. DFPG’s profile suggests a hybrid role: it maintains discretionary portfolios while also supporting non-discretionary relationships and product sales consistent with an insurance broker-dealer platform. The firm does not report active ESG investing and is not described as a pension consultant or multi-state registered adviser in the available data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices