Zions Direct, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
74
Avg account
$0

Firm details

Headquarters
Salt Lake City , Utah
CRD number
17776
Registered since
April 28, 1986

Firm profile

FINTRX

Overview

Zions Direct, Inc. is recorded as a corporation that first registered with the SEC in 1986. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. The record indicates the firm is not an active ESG investor, is not registered as a multi-state adviser, and is not identified as a pension consultant, related adviser, or a newly formed adviser. Specific business lines, advisory activities, client types, and fee arrangements were not provided in the available extract.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Robert Ryan Richards

    Chief Financial OfficerCRD 8021252

  • Christopher Kyriakakis

    Chief Risk OfficerCRD 8020162

  • Jennifer Hash

    Jennifer Hash

    Chief Compliance OfficerCRD 4123554

Contacts

3 of 71
  • Henry Liston

    Financial AnalystCRD 4989958

  • Mandy Querio

    Mandy Querio

    Managing DirectorCRD 3130497

  • Ralph Gochnour

    Ralph Gochnour

    Associate DirectorCRD 6667535

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Salt Lake City , UT

Salt Lake

Location

Salt Lake City , UT

Headquartered in Salt Lake City , UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Salt Lake
Address
1 S Main St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth