ROC Global LLC

Overview

ROC Global LLC is organized as a limited liability company and is registered with the SEC since 2011. Publicly reported attributes classify the firm as an investment bank and list its ownership as a mix of a domestic entity and an individual. The dataset provides minimal detail about specific business lines or advisory activities; fields for client types, fee schedule, and stated business activities were not populated in the available record. The firm is not flagged as a multi-state adviser or a newly formed adviser in the filing snapshot. Several functional designations are also negative in the record (see Investments & Alternatives for specifics), which suggests the firm does not operate in some of the common RIA roles captured by the dataset.

Assets & Accounts

Investments & Alternatives

Location & Offices