RISEVEST FINANCIAL SECURITIES LIMITED
Firm details
- Headquarters
- New York, New York
- CRD number
- 151120
- Registered since
- November 3, 2010
Firm profile
FINTRXOverview
Risevest Financial Securities Limited is organized as a corporation and is registered with the SEC since 2010. The ownership is listed as a combination of a domestic entity and an individual. Public records classify the firm as unclassified rather than as a traditional money manager or capital allocator; the dataset explicitly indicates it does not act as a capital allocator. The available profile flags several operational attributes: the firm is not identified as an active ESG investor, is not a multistate adviser, is not newly formed, and is not serving as a pension consultant or related adviser. The source does not supply detailed descriptions of the firm’s advisory activities, business lines, client segments, or fee schedules.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3WILFRED DAYE
Head TraderCRD 4320077
CHRISTIAN BAEZ-ESCOBAR
ComplianceCRD 5505290
JOHN CREIGHTON
SalesCRD 1909492
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 100 Church St
- Time zone
- ET (UTC-5)
- Office locations
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