RISEVEST FINANCIAL SECURITIES LIMITED

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
151120
Registered since
November 3, 2010

Firm profile

FINTRX

Overview

Risevest Financial Securities Limited is organized as a corporation and is registered with the SEC since 2010. The ownership is listed as a combination of a domestic entity and an individual. Public records classify the firm as unclassified rather than as a traditional money manager or capital allocator; the dataset explicitly indicates it does not act as a capital allocator. The available profile flags several operational attributes: the firm is not identified as an active ESG investor, is not a multistate adviser, is not newly formed, and is not serving as a pension consultant or related adviser. The source does not supply detailed descriptions of the firm’s advisory activities, business lines, client segments, or fee schedules.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • WILFRED DAYE

    Head TraderCRD 4320077

  • CHRISTIAN BAEZ-ESCOBAR

    ComplianceCRD 5505290

  • JOHN CREIGHTON

    SalesCRD 1909492

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
100 Church St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth