RICHARDSON CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- Menomonee Falls, Wisconsin
- CRD number
- 130985
- Registered since
- May 18, 2004
- Website
- www.richardson-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.64%
- Individuals8.27%
- Charitable Organizations0.09%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Richardson Capital Management, LLC is an independent, SEC-registered RIA formed in 2004 that serves both individual/family and institutional clients. The firm offers financial planning and portfolio management for individuals and small businesses and operates as a capital allocator, using third-party managers alongside in-house decisions. Its fee arrangements include AUM-based billing as well as hourly and fixed-fee engagements, which aligns with a mix of ongoing investment management and discrete planning work. The firm reports being an active ESG investor, indicating some integration of environmental, social, or governance considerations into at least portions of its strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities28%
- Other23%
Owners & executives
1 of 1MICHAEL RICHARDSON
CEOCRD 1294976
Contacts
3 of 6Scott Richardson
PresidentCRD 1859684
Mark Steele
Senior Wealth AdvisorCRD 7076583
Jennifer Kohls
Associate Wealth AdvisorCRD 2988556
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 129Active vs passive
$191M in ETFs
93%
$176M
7%
$14.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $46M | 1,795,988 | 24.13% |
Location
Menomonee Falls, WI
WAUKESHA
Location
Menomonee Falls, WI
Headquartered in Menomonee Falls, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- WAUKESHA
- Address
- W134N8688 Executive Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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