Drake & Associates, LLC
Firm details
- Headquarters
- Waukesha, Wisconsin
- CRD number
- 154854
- Registered since
- May 16, 2019
- Website
- drakeandassociates.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals59.4%
- HNWI40.6%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Drake & Associates, LLC is an independent, individually owned registered investment adviser organized as an LLC. The firm is SEC-registered (initial registration recorded in 2019) and identifies as a capital allocator serving individual and family clients. Its advisory model combines financial planning and portfolio management for individuals and small businesses with selection of third‑party advisers and investor education through seminars and workshops. Fee arrangements include a percentage of assets under management and hourly charges. The firm does not identify as an active ESG investor and lists an insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2
Anthony Drake
Financial Advisor & CEOCRD 4637793
John Majewski
Business Development CoordinatorCRD 8215435
Contacts
3 of 17
Randall Winkler
Lead Financial AdvisorCRD 4200659
Kristina Alfini
Relationship AdvisorCRD 6984347
Joshua Hines
Financial AdvisorCRD 5955597
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$599M in ETFs
61%
$366M
39%
$233M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| COLUMBIA RESEARCH ENHANCED CORE ETF (RECS) | Passive | Large Blend | $54.2M | 1,252,310 | 9.05% |
Location
Waukesha, WI
Waukesha
Location
Waukesha, WI
Headquartered in Waukesha, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Waukesha
- Address
- 20965 Crossroads Cir
- Time zone
- CT (UTC-6)
- Office locations
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