Winch Financial
Firm details
- Headquarters
- Appleton, Wisconsin
- CRD number
- 110194
- Registered since
- April 30, 1998
- Website
- www.winchfinancial.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.9%
- Individuals34.72%
- Pension & Profit Sharing Plans2.37%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Winch Financial is an independent registered investment adviser organized as an LLC and registered with the SEC since 1998. The firm is owned by an individual and focuses on serving individual and family clients. Its core services combine financial planning with discretionary portfolio management for individuals and small businesses, plus portfolio services for business and institutional clients. The firm also runs educational seminars and workshops. Fee arrangements are flexible: Winch Financial charges asset-based fees, and also uses hourly and fixed-fee structures for certain engagements. The firm does not identify as an active ESG investor and is not listed as a capital allocator. Winch Financial was recognized in FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds58%
- Exchange Traded Equities40%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Christina Winch
CEOCRD 1069904
Contacts
3 of 6
Matthew Weyers
Financial AdvisorCRD 6009530
Christian Peterson
Investment AnalystCRD 5888773
Frederic Hubley
Investment Adviser RepresentativeCRD 5731048
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 209Active vs passive
$326M in ETFs
92%
$300M
8%
$25.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $54.2M | 597,158 | 16.65% |
Location
Appleton, WI
Outagamie
Location
Appleton, WI
Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- Outagamie
- Address
- 424 E Wisconsin Ave
- Time zone
- CT (UTC-6)
- Office locations
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