Duell Financial Strategies

RIASEC Registered
Total AUM
$319M
Discretionary
$319M
100% of AUM
Avg account
$202K
Accounts
1,583
Employees
4
Advisory reps
4

Firm details

Headquarters
Appleton, Wisconsin
CRD number
140283
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI58.48%
  • Individuals41.52%
Services
Selection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Duell Financial Strategies is an independent registered investment adviser organized as an LLC and owned by an individual proprietor. Its client focus is individual and family investors. The firm combines advisory services with insurance brokerage and positions itself as a capital allocator, frequently selecting outside managers rather than running large in-house proprietary strategies. Advisory activities include third‑party adviser selection and running educational seminars or workshops. Fee arrangements include both percentage-of-AUM and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, Exchange Traded Equities 26%, Cash & Cash Equivalents 2%71%
  • Public Funds/Mutual Funds71%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Lake La Chapelle

    Lake La Chapelle

    Client Services CoordinatorCRD 6726402

Contacts

3 of 3
  • Samuel Duell

    Samuel Duell

    FounderCRD 4440609

  • Andrea Schooler

    Andrea Schooler

    Co-Owner and Investment Adviser RepresentativeCRD 4976504

  • Luke Vanabel

    Luke Vanabel

    AdvisorCRD 6466712

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Appleton, WI

Outagamie

Location

Appleton, WI

Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Outagamie
Address
4190 Boardwalk Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth