Cornerstone Financial Group
Firm details
- Headquarters
- Appleton, Wisconsin
- CRD number
- 324255
- Registered since
- January 3, 2023
- Website
- cfgwi.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals50.96%
- HNWI49.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Cornerstone Financial Group is an independent registered investment adviser that began SEC registration in 2023. Structured as a limited liability company with domestic and individual ownership, the firm serves individual and family clients and provides a mix of financial planning and portfolio management services for both personal and small-business/institutional accounts. Fee arrangements include asset-based fees, hourly charges, and fixed fees. Advisory offerings listed on the firm’s disclosure include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. The firm does not operate as a capital allocator and is not flagged as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities48%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
1 of 1
Troy Leonard
Chief ExecutiveCRD 5899672
Contacts
3 of 4
Guy Mccauley
Executive VPCRD 6267964

Jesse Dunsmore
ParaplannerCRD 6313028

Arnold Eichhof
Investment AdvisorCRD 6858827
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$164M in ETFs
82%
$133M
18%
$30.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO HIGH YIELD BOND ETF (SPHY) | State Street | Passive | High Yield Bond | $23M | 1,017,802 | 14.06% |
Location
Appleton, WI
Outagamie
Location
Appleton, WI
Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- Outagamie
- Address
- 158 E Northland Ave
- Time zone
- CT (UTC-6)
- Office locations
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