Richard Brothers Securities

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
South Portland, Maine
CRD number
105285
Registered since
April 30, 2001

Firm profile

FINTRX

Overview

Richard Brothers Securities is organized as a limited liability company and has been SEC-registered since 2001. The firm is owned by an individual and is classified in the data as "unclassified." Public filings provide little detail about the firm’s business model, advisory services, client mix, or fee structure. The snapshot flags that the firm is not a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, and does not operate as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Neal Richard

    Neal Richard

    Principal & COOCRD 2229267

Contacts

3 of 5
  • Laura Linscott

    Laura Linscott

    Relationship ManagerCRD 6206413

  • Zachary Lauzon

    Zachary Lauzon

    Director of Client RelationsCRD 5954185

  • Randall Richard

    Randall Richard

    PresidentCRD 1800517

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

South Portland, ME

Cumberland

Location

South Portland, ME

Headquartered in South Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
50 Donald B Dean Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth