Richard Brothers Securities

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
South Portland, Maine
CRD number
105285
Registered since
April 30, 2001

Firm profile

FINTRX

Overview

Richard Brothers Securities is a limited liability company that has been SEC-registered since 2001 and is owned by an individual. FINTRX classifies the firm as "Unclassified." The record indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, or a related adviser. The dataset does not disclose the firm's advisory activities, fee structure, or client segments.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Neal Richard

    Neal Richard

    Principal & COOCRD 2229267

Contacts

3 of 6
  • Laura Linscott

    Laura Linscott

    Relationship ManagerCRD 6206413

  • Randall Richard

    Randall Richard

    PresidentCRD 1800517

  • Oybek Tursky

    Oybek Tursky

    Client Service AssociateCRD 7862891

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

South Portland, ME

Cumberland

Location

South Portland, ME

Headquartered in South Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
50 Donald B Dean Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth