Richard Brothers Securities

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
South Portland, Maine
CRD number
105285
Registered since
April 30, 2001

Firm profile

FINTRX

Overview

Richard Brothers Securities is organized as a limited liability company and has been SEC-registered since 2001. The firm is owned by an individual and is classified in the data as "Unclassified." Reported attributes indicate it is not a capital allocator, not a pension consultant, not a related adviser, and it does not identify as an active ESG investor. The adviser does not appear to operate as a multi-state adviser and is not flagged as newly formed. The firm provided no details about its specific advisory activities, client types, fee structure, or broader business activities in the source data. That limited transparency makes it difficult to characterize its client focus, investment process, or service model beyond its basic organizational and regulatory status.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Neal Richard

    Neal Richard

    Principal & COOCRD 2229267

Contacts

3 of 5
  • Laura Linscott

    Laura Linscott

    Relationship ManagerCRD 6206413

  • Randall Richard

    Randall Richard

    PresidentCRD 1800517

  • Tyler Metevier

    Tyler Metevier

    DirectorCRD 6891381

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

South Portland, ME

Cumberland

Location

South Portland, ME

Headquartered in South Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
50 Donald B Dean Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth