RF M&A Services LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
—
Advisory reps
57
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
154250
Registered since
January 3, 2011

Firm profile

FINTRX

Overview

RF M&A Services LLC is organized as a limited liability company and has been SEC-registered since 2011. The firm is classified in FINTRX data as an investment bank rather than a capital allocator or discretionary asset manager. Ownership is listed as a combination of a domestic entity and an individual. The profile indicates the firm does not identify as an active ESG investor and is not flagged as a multi-state adviser, pension consultant, or related adviser. The data fields for business activities, advisory services, client base, and fee structure were not populated. Taken together with the classification as an investment bank and the explicit "Capital Allocator: No" flag, the available information points to a firm whose primary activities are likely transactional or advisory around M&A rather than traditional portfolio management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • William Edwards

    Chief Compliance OfficerCRD 4368899

Contacts

3 of 56
  • Michael Mazhari

    Michael Mazhari

    DirectorCRD 6119937

  • Weston Staples

    Weston Staples

    AssociateCRD 6823125

  • Joel Kallett

    Joel Kallett

    Co-Founder & Managing DirectorCRD 1845290

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
227 W Trade St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth