REDWOOD FINANCIAL NETWORK

RIASEC RegisteredEst. 2014
Total AUM
$263M
Discretionary
$261M
99% of AUM
Avg account
$258K
Accounts
1,019
Employees
11
Advisory reps
8

Firm details

Headquarters
SOLON, Ohio
CRD number
157834
Registered since
April 28, 2014
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI69.61%
  • Individuals28.8%
  • Pension & Profit Sharing Plans1.56%
  • Corporations / Businesses0.04%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Redwood Financial Network is an independent registered investment adviser organized as a corporation and SEC-registered since 2014. The firm is owned by an individual and positions itself as a capital allocator serving both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and selecting other advisers. Redwood also operates as an insurance broker and is affiliated with an insurance company. Fee arrangements are flexible and include percentage-of-AUM, hourly and fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 23%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 6%, State & Local Bonds 2%, Non-Investment Grade Corp Bonds 2%, Other 1%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities23%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents6%
  • State & Local Bonds2%

Contacts

3 of 8
  • ANNE-CATHERINE VINICKAS

    Wealth AdvisorCRD 4893821

  • SUNWOOK JIN

    Managing DirectorCRD 3224530

  • DAN KOPCAK

    Wealth AdvisorCRD 6573080

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 148

Active vs passive

$183M in ETFs

Passive

86%

$158M

Active

11%

$25M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM)State StreetPassiveLarge Blend$10.2M129,0995.59%

Location

Primary office

SOLON, OH

CUYAHOGA

Location

SOLON, OH

Headquartered in SOLON, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
30285 Bruce Industrial Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth