Ridgeline Wealth Planning LLC

RIASEC Registered
Total AUM
$260M
Discretionary
$259M
100% of AUM
Avg account
$179K
Accounts
1,452
Employees
12
Advisory reps
5

Firm details

Headquarters
Centerville, Ohio
CRD number
307702
Registered since
April 8, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI61.44%
  • Individuals37.06%
  • Charitable Organizations1.07%
  • Corporations / Businesses0.35%
  • Pension & Profit Sharing Plans0.09%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ridgeline Wealth Planning LLC is an independent RIA organized as an LLC and registered with the SEC in 2024. The firm serves both individual and family clients and institutional clients, positioning itself as a capital allocator that selects third‑party managers when appropriate. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. Fee arrangements are flexible and include percentage of AUM, hourly charges, and fixed fees. Ridgeline is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 7%, Cash & Cash Equivalents 2%, Other 1%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities7%
  • Cash & Cash Equivalents2%
  • Other1%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$255M in ETFs

Passive

18%

$47M

Active

47%

$208M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$43.5M484,88217.04%

Location

Primary office

Centerville, OH

Montgomery

Location

Centerville, OH

Headquartered in Centerville, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.

Metro area
Dayton-Springfield-Kettering, OH
Region
Midwest
County
Montgomery
Address
1700 Lyons Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth