Shaker Investments
Firm details
- Headquarters
- Beachwood, Ohio
- CRD number
- 119135
- Registered since
- January 1, 2002
- Website
- www.shakerinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI40.73%
- Pooled Investment Vehicles39.63%
- Individuals10.01%
- Corporations / Businesses8.19%
- Charitable Organizations0.72%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Shaker Investments is an independent, SEC-registered investment adviser organized as an LLC and operating since 2002. The firm serves individual and family clients alongside institutional investors, offering financial planning and discretionary portfolio management across households, small businesses, pooled vehicles and institutional accounts. Its fee model includes asset-based fees and performance-based arrangements. Shaker acts as sponsor and general partner on pooled investment vehicles and runs at least one private fund, indicating active manager/issuer roles in addition to third-party allocations. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents4%
Owners & executives
3 of 3
Kathleen Wick
Chief Compliance OfficerCRD 7716305
Brandon Hemmelgarn
Co-Chief Investment OfficerCRD 5678019
Edward Hemmelgarn
President and Co-Chief Investment OfficerCRD 2736581
Contacts
3 of 5
Chris Hemmelgarn
Portfolio Manager and Research AnalystCRD 5414204
Janice Hammond
SecretaryCRD 6762450
Sasha Kostadinov
Portfolio Manager, Research AnalystCRD 2634525
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$58M in ETFs
93%
$53.6M
0%
$4.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI) | State Street | Passive | Health | $6.3M | 39,501 | 10.79% |
Location
Beachwood, OH
Cuyahoga
Location
Beachwood, OH
Headquartered in Beachwood, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 3201 Enterprise Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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