Adaptive Financial Consulting, LLC
Firm details
- Headquarters
- Beachwood, Ohio
- CRD number
- 288185
- Registered since
- April 4, 2019
- Website
- www.adaptivefc.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, ASCENSUS TRUST, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- Pension & Profit Sharing Plans48.83%
- HNWI42.29%
- Individuals8.88%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Adaptive Financial Consulting, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and registered in 2019. The firm is individually owned and serves both individual & family and institutional clients. Its advisory work centers on fee-based portfolio management (percentage of AUM) and financial planning, with additional offerings that include pension consulting, educational seminars/workshops and insurance brokerage services. The firm does not characterize itself as an active ESG investor. Adaptive acts as a discretionary manager for most client relationships but retains non-discretionary arrangements in a portion of assets. It does not function as a capital allocator — alternative exposure is obtained through third-party managers rather than direct principal investing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds48%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Jonathan Grundman
Chief Investment OfficerCRD 6537885
Jeremy Thompson
Founder & CEOCRD 4441474
Contacts
3 of 4Rachelle Kovacs
Director of Financial PlanningCRD 3274439
Tobias Yearms
PartnerCRD 6555457
Michael Krueger
Comprehensive Wealth AdvisorCRD 2938876
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$285M in ETFs
100%
$285M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $57.7M | 582,685 | 20.20% |
Location
Beachwood, OH
Cuyahoga
Location
Beachwood, OH
Headquartered in Beachwood, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 3401 Enterprise Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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