Alpha Planning And Financial Services, Inc.
Firm details
- Headquarters
- Solon, Ohio
- CRD number
- 130842
- Registered since
- January 15, 2026
- Website
- alphaplanners.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals52.47%
- HNWI46.68%
- Pension & Profit Sharing Plans0.85%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Alpha Planning and Financial Services, Inc. is an independent, corporation-form Registered Investment Adviser that describes itself as a capital allocator serving both individual/family and institutional clients. The firm is SEC-registered (2026) and owned by an individual. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Compensation methods include a percentage-of-AUM schedule as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser in the provided data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds55%
- Exchange Traded Equities42%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Contacts
2 of 2
Aaron Simpson
Financial AdvisorCRD 6950543
John Goodson
Associate, Financial AdvisorCRD 6248346
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Solon, OH
Cuyahoga
Location
Solon, OH
Headquartered in Solon, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 31005 Bainbridge Rd
- Time zone
- ET (UTC-5)
- Office locations
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