Alpha Planning And Financial Services, Inc.

RIASEC RegisteredEst. 2026

Total AUM

$113M

Discretionary

$113M

100% of AUM

Avg account

$195K

Accounts

578

Employees

Advisory reps

Firm details

Headquarters: Solon, Ohio
CRD number: 130842
Registered since: January 15, 2026
Website: alphaplanners.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals52.47%
HNWI46.68%
Pension & Profit Sharing Plans0.85%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha Planning and Financial Services, Inc. is an independent, corporation-form Registered Investment Adviser that describes itself as a capital allocator serving both individual/family and institutional clients. The firm is SEC-registered (2026) and owned by an individual. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Compensation methods include a percentage-of-AUM schedule as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser in the provided data.