Quartz Partners Investment Management
Firm details
- Headquarters
- Saratoga Springs, New York
- CRD number
- 174327
- Registered since
- January 20, 2015
- Website
- www.quartzpartners.com
- Custodians
- RBC CAPITAL MARKETS, LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other Investment Advisers34.71%
- HNWI33.63%
- Individuals25.52%
- Pension & Profit Sharing Plans5.53%
- Corporations / Businesses0.57%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Quartz Partners Investment Management is an SEC‑registered investment adviser organized as a limited liability company and registered in 2015. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions, along with pension consulting. Compensation is a mix of percentage‑of‑AUM and fixed fees. Quartz Partners identifies itself as an active ESG investor and lists affiliations with broker‑dealers, other investment advisers, and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds66%
- Exchange Traded Equities30%
- Cash & Cash Equivalents4%
Owners & executives
3 of 5
Joseph Leo
Chief Executive OfficerCRD 4988004
Joshua Gilbert
Chief Compliance OfficerCRD 6578136
Stephen Lulla
Founder and Chief Investment OfficerCRD 1365623
Contacts
3 of 24
Mark Cameron
Investment Advisor RepresentativeCRD 3089057
Matthew Nigg
Investment Advisor RepresentativeCRD 3009191
Benjamin Gerald
Registered RepresentativeCRD 5665990
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 143Active vs passive
$170M in ETFs
92%
$156M
7%
$14.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO HIGH YIELD BOND ETF (SPHY) | State Street | Passive | High Yield Bond | $10.7M | 456,746 | 6.25% |
Location
Saratoga Springs, NY
Saratoga
Location
Saratoga Springs, NY
Headquartered in Saratoga Springs, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Saratoga
- Address
- 85 Railroad Pl
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Minichmacgregor Wealth Management, LLC
RIASaratoga Springs, NY
Kershner, Grosso & Co
RIASaratoga Springs, NY
Congress Park Capital LLC
RIASaratoga Springs, NY
Continuum Wealth Advisors, LLC
RIASaratoga Springs, NY
King Wealth Management Group, LLC
RIASaratoga Springs, NY
Crescent Hill Partners LLC
RIASaratoga Springs, NY