Quartz Partners Investment Management

RIASEC RegisteredEst. 2015

Total AUM

$612M

Discretionary

$358M

59% of AUM

Avg account

$479K

Accounts

1,277

Employees

26

Advisory reps

29

Firm details

Headquarters: Saratoga Springs, New York
CRD number: 174327
Registered since: January 20, 2015
Website: www.quartzpartners.com
Custodians: RBC CAPITAL MARKETS, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Other Investment Advisers34.71%
HNWI33.63%
Individuals25.52%
Pension & Profit Sharing Plans5.53%
Corporations / Businesses0.57%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Quartz Partners Investment Management is an SEC-registered LLC that provides advisory services to individuals, families and institutional clients. Founded and registered in 2015, the firm combines financial planning with portfolio management for individuals, small businesses and institutions, and offers pension consulting. Its fee arrangements include both percentage-of-AUM and fixed-fee structures. Quartz identifies as an active ESG investor and maintains industry relationships that include a broker-dealer, another investment adviser, and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds66%
Exchange Traded Equities30%
Cash & Cash Equivalents4%

Owners & executives

3 of 5

Joseph Leo
Chief Executive OfficerCRD 4988004
Joshua Gilbert
Chief Compliance OfficerCRD 6578136
Stephen Lulla
Founder and Chief Investment OfficerCRD 1365623

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Contacts

3 of 24

Mark Cameron
Investment Advisor RepresentativeCRD 3089057
Matthew Nigg
Investment Advisor RepresentativeCRD 3009191
Benjamin Gerald
Registered RepresentativeCRD 5665990

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 144

Active vs passive

$192M in ETFs

Passive

90%

$173M

Active

7%

$19.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO HIGH YIELD BOND ETF (SPHY)	State Street	Passive	High Yield Bond	$11M	467,208	5.71%

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Primary office

Saratoga Springs, NY

Saratoga

Location

Saratoga Springs, NY

Headquartered in Saratoga Springs, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area: Albany-Schenectady, NY
Region: Northeast
County: Saratoga
Address: 85 Railroad Pl
Time zone: ET (UTC-5)
Office locations

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