KING WEALTH MANAGEMENT GROUP, LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$572K
Accounts
1,894
Employees
8
Advisory reps
9

Firm details

Headquarters
SARATOGA SPRINGS, New York
CRD number
159550
Registered since
January 10, 2012
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI80.97%
  • Individuals15.73%
  • Corporations / Businesses3.09%
  • Pension & Profit Sharing Plans0.16%
  • Charitable Organizations0.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

King Wealth Management Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2012. The firm is individually owned and serves both high-net-worth individuals and families as well as institutional clients. Core services include financial planning and discretionary portfolio management for individuals, small businesses, and institutional accounts. Compensation is primarily through a percentage-of-assets model supplemented by fixed fees. The firm does not position itself as a third‑party capital allocator and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 39%, US Government Bonds 8%, Cash & Cash Equivalents 7%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds39%
  • US Government Bonds8%
  • Cash & Cash Equivalents7%
  • State & Local Bonds2%

Owners & executives

2 of 2
  • LAWRENCE KING

    Chief Investment OfficerCRD 2015201

  • Sean Moynahan

    Chief Technology OfficerCRD 7425100

Contacts

3 of 7
  • DANIEL GALE

    Wealth AdvisorCRD 4138857

  • JANE QUINN

    Financial AdvisorCRD 1968016

  • Sally King

    DirectorCRD 6615801

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SARATOGA SPRINGS, NY

SARATOGA

Location

SARATOGA SPRINGS, NY

Headquartered in SARATOGA SPRINGS, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
SARATOGA
Address
270 W Circular St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth