Minichmacgregor Wealth Management, LLC

RIASEC Registered

Total AUM

$723M

Discretionary

$723M

100% of AUM

Avg account

$254K

Accounts

2,845

Employees

Advisory reps

Firm details

Headquarters: Saratoga Springs, New York
CRD number: 151237
Registered since: August 20, 2009
Website: www.mmwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI55.1%
Individuals36.19%
Pension & Profit Sharing Plans8.52%
Corporations / Businesses0.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Minichmacgregor Wealth Management, LLC is an independent, individually owned registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals, families, and institutions. The firm is SEC-registered (2009) and acts as a capital allocator, combining direct portfolio management with selection of external managers and educational programming for clients. Its fee model includes both percentage-of-AUM and fixed-fee arrangements. The firm does not emphasize ESG investing in its public disclosures. Advisory services listed in filings include financial planning, portfolio management for individuals/small businesses and for institutions, selection of third-party advisers, and educational seminars/workshops. Those capabilities suggest a mix of direct management and outsourced manager relationships to cover specialized sleeves or alternative exposures.