Continuum Wealth Advisors, LLC

RIASEC Registered
Total AUM
$346M
Discretionary
$338M
98% of AUM
Avg account
$396K
Accounts
872
Employees
7
Advisory reps
6

Firm details

Headquarters
Saratoga Springs, New York
CRD number
152895
Registered since
April 7, 2010
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI73.51%
  • Individuals24.17%
  • Pension & Profit Sharing Plans2.32%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Continuum Wealth Advisors, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2010. The firm serves primarily individual and family clients and operates as a capital allocator, offering financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Its fee arrangements include both a percentage-of-AUM model and fixed-fee engagements. Continuum does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Exchange Traded Equities 7%, Cash & Cash Equivalents 3%, Private Funds 2%88%
  • Public Funds/Mutual Funds88%
  • Exchange Traded Equities7%
  • Cash & Cash Equivalents3%
  • Private Funds2%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 58

Active vs passive

$408M in ETFs

Passive

50%

$206M

Active

31%

$202M

ETFProviderStyleCategoryValueShares% of portfolio
AVANTIS US EQUITY ETF (AVUS)AvantisActiveLarge Blend$44M343,31210.78%

Location

Primary office

Saratoga Springs, NY

Saratoga

Location

Saratoga Springs, NY

Headquartered in Saratoga Springs, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Saratoga
Address
18 Division St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth