CONTINUUM WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2010
Total AUM
$346M
Discretionary
$338M
98% of AUM
Avg account
$396K
Accounts
872
Employees
7
Advisory reps
6

Firm details

Headquarters
SARATOGA SPRINGS, New York
CRD number
152895
Registered since
April 7, 2010
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI73.51%
  • Individuals24.17%
  • Pension & Profit Sharing Plans2.32%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Continuum Wealth Advisors, LLC is an independent, owner-operated RIA formed as an LLC and SEC-registered since 2010. The firm positions itself as a capital allocator for individuals and families, delivering financial planning, portfolio management for individuals and small businesses, pension consulting services, and manager selection. Its fee arrangements combine a percentage of assets under management with fixed-fee engagements. Continuum does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Exchange Traded Equities 7%, Cash & Cash Equivalents 3%, Private Funds 2%88%
  • Public Funds/Mutual Funds88%
  • Exchange Traded Equities7%
  • Cash & Cash Equivalents3%
  • Private Funds2%

Owners & executives

1 of 1
  • DAVID RATH

    Chief Investment OfficerCRD 5058213

Contacts

3 of 5
  • Patrick Kalish

    Director of Financial PlanningCRD 6686103

  • JENNIFER HENRY

    Portfolio Servicing ManagerCRD 2899719

  • ANDREW HEUSS

    Director of Strategic GrowthCRD 7131393

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 55

Active vs passive

$294M in ETFs

Passive

54%

$160M

Active

33%

$134M

ETFProviderStyleCategoryValueShares% of portfolio
ALPHA ARCHITECT TAIL RISK ETF (CAOS)Alpha ArchitectActiveOptions Trading$52M573,10817.70%

Location

Primary office

SARATOGA SPRINGS, NY

SARATOGA

Location

SARATOGA SPRINGS, NY

Headquartered in SARATOGA SPRINGS, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
SARATOGA
Address
18 Division St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth