QUADRIGA SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
DENVER, Colorado
CRD number
153861
Registered since
December 14, 2010

Firm profile

FINTRX

Overview

Quadriga Securities, LLC is organized as a limited liability company and is registered with the SEC (registration year 2010). The firm is classified in the dataset as an investment bank rather than a traditional registered investment adviser, and ownership is recorded as a combination of a domestic entity and an individual. The profile in FINTRX frames Quadriga more as a capital markets/brokerage-type organization than as a capital allocator or discretionary asset manager. The firm's public profile in the dataset is sparse on advisory specifics: no fee schedule, advisory activity details, or client segments are reported. Quadriga is flagged as not being an active ESG investor, not operating as a multi-state adviser, and not identified as a pension consultant or related adviser in the provided records. Taken together, the available fields suggest the entity's primary activities sit outside the typical RIA asset-management model captured by advisory AUM metrics.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • Kieran Watson

    AnalystCRD 8135021

  • Cole Phillips

    AnalystCRD 8081180

  • JASON FICKEN

    Managing PartnerCRD 4250298

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
44 Cook St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth