Quadriga Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
153861
Registered since
December 14, 2010

Firm profile

FINTRX

Overview

Quadriga Securities, LLC is organized as a limited liability company and is classified in the source data as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and does not present itself as an active ESG investor. Other typical advisory descriptors—pension consulting, multi-state advisory status, related-adviser relationships—are not indicated in the available record. Public disclosures supplied to the data source are sparse: business activities and advisory offerings are not described, and the firm has not provided additional narrative about its strategy or client focus. Given the investment-bank classification and the lack of reported advisory activity, the firm appears oriented toward deal- or transaction-related services rather than running a traditional asset-management or wealth-advisory business.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • Karen Steighner

    Financial & Operations PrincipalCRD 1100675

  • Jason Ficken

    Jason Ficken

    Managing PartnerCRD 4250298

  • Allena Baker

    Allena Baker

    DirectorCRD 6427686

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Wealth teams

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Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
44 Cook St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth