Sovereign Global Advisors, LLC

Broker-DealerFINRA Member

Total AUM

$4.2M

Discretionary

$2.1M

50% of AUM

Accounts

10

Employees

10

Advisory reps

11

Brokerage reps

10

Firm details

Headquarters: Denver, Colorado
CRD number: 167663
Registered since: February 4, 2014
Website: www.sovereignglobaladvisors.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals100%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Sovereign Global Advisors, LLC is a limited liability company operating as an independent broker-dealer and insurance broker that focuses on individual and family clients. The firm provides financial planning and portfolio management services geared toward individuals and small businesses, and charges clients via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. It is registered to do business in multiple states and maintains several physical offices. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities65%
Cash & Cash Equivalents25%
Public Funds/Mutual Funds10%

Owners & executives

1 of 1

John Dragotta
CEOCRD 3045806

Contacts

3 of 10

Michael Colletti
Registered Investment AdvisorCRD 4577898
Clifton Coger
OwnerCRD 3126638
Brian Mohney
CCOCRD 2890043

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area: Denver-Aurora, CO
Region: West
County: Denver
Address: 501 S Cherry St
Time zone: MT (UTC-7)
Office locations

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