SOVEREIGN GLOBAL ADVISORS, LLC

Overview

Sovereign Global Advisors, LLC is an SEC-registered independent broker-dealer organized as an LLC and registered in 2014. The firm serves individual and family clients, offering financial planning and discretionary and non-discretionary portfolio management geared to individuals and small businesses. In addition to advisory work, the firm operates broker-dealer and insurance brokerage activities, and it does not act as a capital allocator or affiliated adviser. Fees are flexible: the firm charges a percentage of assets under management and also uses hourly and fixed-fee arrangements, depending on client needs. Sovereign Global Advisors does not identify as an active ESG investor and is not listed as a multistate adviser in the snapshot information.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices