Gill Capital Partners

Broker-DealerFINRA Member
Total AUM
$862M
Discretionary
$862M
100% of AUM
Accounts
1,548
Employees
17
Advisory reps
16
Brokerage reps
10

Firm details

Headquarters
Denver, Colorado
CRD number
14559
Registered since
December 15, 2006
Website
www.gillinvest.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI65.5%
  • Pension & Profit Sharing Plans11.49%
  • Individuals11.28%
  • Pooled Investment Vehicles3.59%
  • State / Municipal Government3.35%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Gill Capital Partners is a privately held LLC that operates as an independent broker-dealer and insurance broker while also providing advisory services. The firm is registered with the SEC (registered in 2006) and identifies as a capital allocator serving both individual/family and institutional clients. Its advisory menu includes financial planning, portfolio management for individuals and pooled vehicles, pension consulting and selection of other advisers, and it runs educational seminars and workshops. Fee arrangements are mixed — percentage of AUM, hourly, fixed fees and transactional commissions are all used. Gill Capital Partners does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, State & Local Bonds 26%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 6%, Public Funds/Mutual Funds 3%, US Government Bonds 2%, Private Funds 2%, Other 2%49%
  • Exchange Traded Equities49%
  • State & Local Bonds26%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents6%
  • Public Funds/Mutual Funds3%

Owners & executives

2 of 2
  • Leslie Rojas

    Leslie Rojas

    Chief Compliance OfficerCRD 4046779

  • Bernardo Romero

    Bernardo Romero

    CEO & Co-FounderCRD 1934216

Contacts

3 of 14
  • Steven Lynds

    Steven Lynds

    Financial Planning SpecialistCRD 6326010

  • John Winslow

    John Winslow

    Managing PartnerCRD 3084607

  • Traci Sarmiento

    Traci Sarmiento

    SENIOR CLIENT EXPERIENCE MANAGERCRD 3187072

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 94

Active vs passive

$311M in ETFs

Passive

70%

$217M

Active

24%

$93.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD FTSE DEVELOPED MARKETS ETF (VEA)VanguardPassiveForeign Large Blend$27.6M390,2238.87%
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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
4582 S Ulster St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth