Ares Management Capital Markets LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
—
Advisory reps
284
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
166219
Registered since
January 2, 2014

Firm profile

FINTRX

Overview

Ares Management Capital Markets LLC is registered as a limited liability company and classified as an investment bank. The firm has been SEC-registered since 2014 and is identified as a domestic entity/individual-owned company. Publicly reported attributes indicate it does not act as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser or pension consultant. Several advisory and business-activity fields are blank in the source data, but the available descriptors point to a role on the capital-markets side of the Ares platform rather than as a traditional discretionary asset manager. The combination of classification and the absence of reported advisory activity suggests the entity is oriented toward capital markets functions — such as underwriting, distribution, or structuring — rather than managing client portfolios or offering retail advisory services. That positioning would align with the name and with common organizational structures inside diversified asset-management firms, where a capital-markets vehicle supports deal execution and placement rather than serving as a primary investment-advisory business.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Peter Ogilvie

    Peter Ogilvie

    Partner, Chief Operating OfficerCRD 5004710

Contacts

3 of 283
  • Lisa Jamnadas

    PrincipalCRD 5813553

  • Claire Edmunds

    Claire Edmunds

    Associate, Relationship ManagementCRD 7002152

  • Juliette Schainuck

    Juliette Schainuck

    PrincipalCRD 6238869

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1200 17th St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth