Acquiom Financial LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
170074
Registered since
March 25, 2015

Firm profile

FINTRX

Overview

Acquiom Financial LLC is an SEC-registered limited liability company (registration recorded in 2015) operating under a mixed owner structure that includes a domestic entity and an individual. Public regulatory descriptors classify the firm as "unclassified." Regulatory filings identify several negative flags about its market roles: it does not self-identify as a capital allocator, it is not an active ESG investor, it is not registered as a multi-state adviser, and it is not listed as a pension consultant or related adviser in the available data set. The firm’s specific advisory activities, client types, and fee arrangements are not detailed in the supplied records.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • William Koenig

    William Koenig

    Chief Executive OfficerCRD 6285415

  • William Shepherd

    William Shepherd

    Chief Financial OfficerCRD 2636409

Contacts

3 of 25
  • Rick Bries

    Rick Bries

    Senior Operations ManagerCRD 2711632

  • Corey Quinlan

    Senior DirectorCRD 8130808

  • Samuel Riffe

    Samuel Riffe

    Managing DirectorCRD 4385410

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
950 17th St
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth