Pzena Financial Services, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
169807
Registered since
July 21, 2014

Firm profile

FINTRX

Overview

Pzena Financial Services, LLC is an SEC-registered limited liability company that first registered in 2014. FINTRX classifies the firm as unclassified and indicates ownership ties to a domestic entity and/or individual. The data set does not list advisory specialties or a publicly disclosed business model; internal flags in the record mark the firm as not acting as a capital allocator and not operating as a multi-state adviser. FINTRX also indicates the firm is not an active ESG investor, and it is not identified as a pension consultant or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Steven Coffey

    Steven Coffey

    Principal And Chief Compliance OfficerCRD 7692630

Contacts

3 of 17
  • Maxim Hatch

    Maxim Hatch

    Regional Advisor ConsultantCRD 7380529

  • Michael-Philip O'shaughnessy

    Michael-Philip O'shaughnessy

    AssociateCRD 6358298

  • Valerie Arnold

    Valerie Arnold

    Principal, Co-Head of North American DistributionCRD 3257541

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
320 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth