Professional Planning Group

RIASEC RegisteredEst. 1980

Total AUM

$1.3B

Discretionary

$1.2B

95% of AUM

Avg account

$550K

Accounts

2,395

Employees

Advisory reps

Firm details

Headquarters: Westerly, Rhode Island
CRD number: 108868
Registered since: July 18, 1980
Website: www.ppgadvisors.com
Custodians: RAYMOND JAMES TRUST COMPANY OF NH, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI72.03%
Individuals26.86%
Charitable Organizations1.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Professional Planning Group is an independent registered investment adviser organized as a corporation and operating since 1980. The firm serves both individual/family and institutional clients and functions as a capital allocator, combining financial planning, portfolio management and selection of external managers with educational workshops. It also maintains broker-dealer registered representative and insurance broker activities alongside its advisory practice. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not registered as a multi-state or pension consultant adviser. Professional Planning Group has been recognized in industry rankings, including Top RIA Firms by FA Magazine in 2020 and listings in Forbes’ RIA firm lists in 2023 and 2024.