FIRST FINANCIAL ADVISORY SERVICES INC

RIASEC RegisteredEst. 1984
Total AUM
$278M
Discretionary
$0
0% of AUM
Avg account
$260K
Accounts
1,071
Employees
7
Advisory reps
3

Firm details

Headquarters
WESTERLY, Rhode Island
CRD number
105031
Registered since
January 24, 1984
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI57.11%
  • Individuals42.29%
  • Charitable Organizations0.6%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

First Financial Advisory Services Inc is an independent, corporation-structured registered investment adviser that has been SEC-registered since 1984. The firm is owned by an individual and serves both individual and family clients as well as institutional relationships. Its advisory offerings center on financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, and educational seminars or workshops. Fee arrangements are flexible: the firm charges asset-based fees but also uses hourly billing, fixed-fee engagements and commissions depending on the client and service. The adviser is not designated as an ESG-focused manager, is not a multi-state adviser per the snapshot, and is not described as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 20%, Private Funds 12%, Cash & Cash Equivalents 8%, Other 5%, Sovereign Bonds 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds20%
  • Private Funds12%
  • Cash & Cash Equivalents8%
  • Other5%

Owners & executives

1 of 1
  • MATTHEW CUNNINGHAM

    Chief Compliance OfficerCRD 5298864

Contacts

2 of 2
  • GERALDINE CUNNINGHAM

    PresidentCRD 1093600

  • PETER ROBINSON

    Vice President, AdvisorCRD 6153017

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WESTERLY, RI

WASHINGTON

Location

WESTERLY, RI

Headquartered in WESTERLY, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
WASHINGTON
Address
85 Beach St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth