FIRST FINANCIAL ADVISORY SERVICES INC
Firm details
- Headquarters
- WESTERLY, Rhode Island
- CRD number
- 105031
- Registered since
- January 24, 1984
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI57.11%
- Individuals42.29%
- Charitable Organizations0.6%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
First Financial Advisory Services Inc is an independent, corporation-structured registered investment adviser that has been SEC-registered since 1984. The firm is owned by an individual and serves both individual and family clients as well as institutional relationships. Its advisory offerings center on financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, and educational seminars or workshops. Fee arrangements are flexible: the firm charges asset-based fees but also uses hourly billing, fixed-fee engagements and commissions depending on the client and service. The adviser is not designated as an ESG-focused manager, is not a multi-state adviser per the snapshot, and is not described as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Public Funds/Mutual Funds20%
- Private Funds12%
- Cash & Cash Equivalents8%
- Other5%
Owners & executives
1 of 1MATTHEW CUNNINGHAM
Chief Compliance OfficerCRD 5298864
Contacts
2 of 2GERALDINE CUNNINGHAM
PresidentCRD 1093600
PETER ROBINSON
Vice President, AdvisorCRD 6153017
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WESTERLY, RI
WASHINGTON
Location
WESTERLY, RI
Headquartered in WESTERLY, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- WASHINGTON
- Address
- 85 Beach St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
NAPATREE CAPITAL LLC
RIAWESTERLY, RI
FENWAY PARTNERS, LLC
RIAWESTERLY, RI
PROFESSIONAL PLANNING GROUP
RIAWESTERLY, RI
FINANCIAL INDEPENDENCE, LLC
RIAWARWICK, RI
FORBES FINANCIAL PLANNING, INC.
RIAEAST GREENWICH, RI
WEYBOSSET RESEARCH & MANAGEMENT, LLC
RIAPROVIDENCE, RI