Capital Wealth Management, LLC
Firm details
- Headquarters
- West Warwick, Rhode Island
- CRD number
- 157959
- Registered since
- May 11, 2012
- Website
- www.capitalwealthllc.com
- Custodians
- CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI63.81%
- Pension & Profit Sharing Plans31.93%
- Individuals4.17%
- Charitable Organizations0.05%
- Corporations / Businesses0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Capital Wealth Management, LLC is an independent registered investment adviser formed in 2012 that serves both individual/family and institutional clients. The firm acts as a capital allocator and offers fee-based wealth management alongside fixed-fee engagements. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational seminars. Capital Wealth Management also operates as a registered representative of a broker-dealer and as an insurance broker. The firm has been recognized in industry lists, including the Financial Times’ Top 300 RIA Firms in 2020 and Citywire’s 50 Growers Across America in 2020 and 2021. ESG investing is not listed as an active focus.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities7%
- Investment Grade Corp Bonds3%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
2 of 2
Lee Duckworth
President, CEOCRD 2097591
Lawrence Dooley
Chief Investment OfficerCRD 2376082
Contacts
3 of 10
Bernard Poirier
Managing PartnerCRD 4844757
Michael Perreault
Founder & PresidentCRD 6692618
Garrett Marcoux
Investment Service SpecialistCRD 8084151
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$578M in ETFs
94%
$546M
5%
$32.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $44.7M | 518,759 | 7.73% |
Location
West Warwick, RI
Kent
Location
West Warwick, RI
Headquartered in West Warwick, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Kent
- Address
- 1300 Division Rd
- Time zone
- ET (UTC-5)
- Office locations
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