CAPITAL WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- WEST WARWICK, Rhode Island
- CRD number
- 157959
- Registered since
- May 11, 2012
- Website
- www.capitalwealthllc.com
- Custodians
- CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI63.81%
- Pension & Profit Sharing Plans31.93%
- Individuals4.17%
- Charitable Organizations0.05%
- Corporations / Businesses0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Capital Wealth Management, LLC is an independent registered investment adviser that has operated since 2012. The firm serves both individuals/families and institutional clients and acts as a capital allocator, offering portfolio management, financial planning and advisor selection alongside educational seminars. It also performs broker-dealer registered representative and insurance brokerage activities, and charges clients via a mix of percentage-of-AUM and fixed fees. The firm does not market itself as an active ESG investor and is not organized as a multi-state adviser. Capital Wealth Management has received outside recognition, including placement on the Financial Times Top 300 RIA Firms list in 2020 and inclusion in Citywire’s "50 Growers Across America" in 2020 and 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities7%
- Investment Grade Corp Bonds3%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
2 of 2LEE DUCKWORTH
President, CEOCRD 2097591
LAWRENCE DOOLEY
Chief Investment OfficerCRD 2376082
Contacts
3 of 10BERNARD POIRIER
Managing PartnerCRD 4844757
MICHAEL PERREAULT
Founder & PresidentCRD 6692618
GARRETT MARCOUX
Investment Service SpecialistCRD 8084151
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$529M in ETFs
94%
$499M
5%
$30.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $36.7M | 83,913 | 6.93% |
Location
WEST WARWICK, RI
KENT
Location
WEST WARWICK, RI
Headquartered in WEST WARWICK, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- KENT
- Address
- 1300 Division Rd
- Time zone
- ET (UTC-5)
- Office locations
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