YOUNG RICHARD C & CO LTD
Firm details
- Headquarters
- NEWPORT, Rhode Island
- CRD number
- 105866
- Registered since
- January 3, 1990
- Website
- www.younginvestments.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.8%
- Individuals8.19%
- Pension & Profit Sharing Plans1.24%
- Corporations / Businesses0.76%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Young Richard C & Co Ltd is a privately owned, independent registered investment adviser that has been SEC-registered since 1990. The firm serves a mix of individual, family and institutional clients and charges fees based on a percentage of assets under management. Its core advisory services emphasize financial planning and discretionary portfolio management for individuals and small businesses. Young Richard C & Co does not position itself as a capital allocator and is not listed as an active ESG investor; it is also not registered as a multi-state adviser. The firm has industry affiliations with a law firm and has been recognized in industry rankings, including multiple appearances on CNBC’s Top 100 Financial Advisory Firms list (2019–2022) and a Top RIA Firms mention in FA Magazine (2020).
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds19%
- Investment Grade Corp Bonds14%
- US Government Bonds7%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1MATTHEW YOUNG
President, Chief Executive OfficerCRD 2257617
Contacts
3 of 8CHRISTOPHER STACK
Vice PresidentCRD 3109402
Justin Silvia
Trading and Operations AssociateCRD 8008524
RICHARD YOUNG
ChairmanCRD 475131
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$172M in ETFs
96%
$165M
0%
$6.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD MINISHARES TRUST (GLDM) | State Street | Passive | Commodities Focused | $59.5M | 641,871 | 34.66% |
Location
NEWPORT, RI
NEWPORT
Location
NEWPORT, RI
Headquartered in NEWPORT, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- NEWPORT
- Address
- 98 William St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
SLOCUM, GORDON & CO. LLP
RIANEWPORT, RI
TRANSWESTERN CAPITAL ADVISORS, LLC
RIANEWPORT, RI
MERLIN ASSET MANAGEMENT
RIANEWPORT, RI
UNISON
RIAPROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC
RIAPROVIDENCE, RI
PROFESSIONAL PLANNING GROUP
RIAWESTERLY, RI