Young Richard C & Co Ltd
Firm details
- Headquarters
- Newport, Rhode Island
- CRD number
- 105866
- Registered since
- January 3, 1990
- Website
- www.younginvestments.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.8%
- Individuals8.19%
- Pension & Profit Sharing Plans1.24%
- Corporations / Businesses0.76%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Young Richard C & Co Ltd is an independent registered investment adviser organized as a corporation and on the SEC register since 1990. The firm services both individual and family clients as well as institutional accounts, focusing on financial planning and portfolio management for individuals and small businesses. Its advisory fees are charged as a percentage of assets under management. The firm is not positioned as a capital allocator and is not identified as an active ESG investor. The ADV also lists an industry affiliation with a law firm. The firm has been recognized in industry rankings, appearing on CNBC’s Top 100 Financial Advisory Firms list in multiple years (2019, 2020, 2021, 2022) and on Financial Advisor Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds19%
- Investment Grade Corp Bonds14%
- US Government Bonds7%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Matthew Young
President, Chief Executive OfficerCRD 2257617
Contacts
3 of 8Christopher Stack
Vice PresidentCRD 3109402
Justin Silvia
Trading and Operations AssociateCRD 8008524
Richard Young
ChairmanCRD 475131
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$172M in ETFs
96%
$165M
0%
$6.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD MINISHARES TRUST (GLDM) | State Street | Passive | Commodities Focused | $59.5M | 641,871 | 34.66% |
Location
Newport, RI
Newport
Location
Newport, RI
Headquartered in Newport, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Newport
- Address
- 98 William St
- Time zone
- ET (UTC-5)
- Office locations
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