Young Richard C & Co Ltd
Firm details
- Headquarters
- Newport, Rhode Island
- CRD number
- 105866
- Registered since
- January 3, 1990
- Website
- www.younginvestments.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.8%
- Individuals8.19%
- Pension & Profit Sharing Plans1.24%
- Corporations / Businesses0.76%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Young Richard C & Co Ltd is an independent registered investment adviser formed in 1990 that provides fee-based portfolio management and financial planning primarily to individuals, families and some institutional clients. The firm charges a percentage-of-AUM fee and focuses its client work on managed portfolios for individuals and small businesses. It is organized as a corporation and reports a domestic ownership structure that includes individual owners. The firm lists a law firm among its industry affiliations. Young Richard has received external recognition in the advisory space, appearing on CNBC’s Top 100 Financial Advisory Firms list multiple years (2019, 2020, 2021 and 2022) and on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds19%
- Investment Grade Corp Bonds14%
- US Government Bonds7%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
Matthew Young
President, Chief Executive OfficerCRD 2257617
Contacts
3 of 8Christopher Stack
Vice PresidentCRD 3109402
Justin Silvia
Trading and Operations AssociateCRD 8008524
Richard Young
ChairmanCRD 475131
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$149M in ETFs
95%
$141M
0%
$7.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD MINISHARES TRUST (GLDM) | State Street | Passive | Commodities Focused | $49.6M | 625,076 | 33.41% |
Location
Newport, RI
Newport
Location
Newport, RI
Headquartered in Newport, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Newport
- Address
- 98 William St
- Time zone
- ET (UTC-5)
- Office locations
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